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Banking and Insurance Supervisory Law

We advise banks, insurance providers, and other companies in the financial sector on all regulatory matters. We regularly represent our clients in supervisory proceedings of the European Central Bank, the Federal Financial Supervisory Authority, and the German Federal Bank. Our many years of experience have given us in-depth knowledge of the practices of the authorities and the sector as a whole. That means we’re perfectly placed to advise clients on compliance with both supervisory and regulatory requirements. Our solutions have been tried and tested in practice. Our clients include banks, financial service providers, securities institutions, asset managers, factoring institutions, and payment service providers. We also advise numerous insurance providers, insurance groups, insurance brokers and pension funds.

Non-regulated entities regularly seek our advice on regulatory issues. In addition to industrial companies and other businesses in the real economy, our client base includes family offices and service providers. We’re on hand to answer their questions on the scope of licensing obligations under supervisory law and regulatory exemption requirements, particularly in connection with financing and investments.


Our expertise at a glance

Supervisory proceedings
Regulatory requirements
Corporate governance
Regulatory remuneration requirements
Advice to non-regulated companies

News and insights

18.12.2023 | FGS Blog
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